Job Description

• Drive the application of the EM compliance methodology for the monitoring and reporting of compliance risks and issues.
• Establish and ensure adherence to the Compliance Monitoring coverage plan according to the risk based approach within country.
• Manage the monitoring activities for ensuring compliance with Group policies (owned by compliance) and local regulatory requirements.
• Produce monitoring testing papers and reports demonstrating the extent and scope of monitoring, and findings on completion of the country monitoring reviews
• Agree action plan/s in order to address the review findings with business
• Put in place an effective tracking mechanism of all the reviews and respective findings.
• Conduct follow-up reviews on the progress made to address material issues
• Provide guidance and support to countries on compliance monitoring related activities and queries.
• Perform ad hoc compliance reviews on specific matters at the request of the EM Compliance Functions or country management
• Coordinate and monitor the completion of compliance mandatory trainings (Bank Wide).

Education

Higher Diplomas: Business, Commerce and Management Studies (Required)